Ian Vincent Windsor-Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Wealth Management Limited

    FRN 522125

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 27 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2023)
  • Cornerstone Finance Group Ltd (no longer approved here)

    FRN 767202

    • [FCA CF] Functions requiring qualifications (1 May 2022 to 15 Sep 2023)
  • KYMIN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 189815

    • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.