Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (19 Nov 2020 to 1 Dec 2024)
- [FCA CF] Client dealing (19 Nov 2020 to 1 Dec 2024)
- CF30 Customer (13 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (1 Feb 2013 to 29 Jun 2015)
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- CF30 Customer (2 Dec 2010 to 11 May 2012)
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- Employed By (19 Jan 2009 to 22 Sep 2010)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Jun 2005 to 30 Sep 2006)
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- (3)Employed By (21 Jul 2003 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.