Whitechurch Securities Limited

• Principal Place of Business

  Whitechurch Securities Ltd

  14 Fairview Drive

  Bristol

  Bristol, City Of

  BS6 6PH

  UNITED KINGDOM

  Phone

  +4401174521206

  Web

  https://www.whitechurch.co.uk

• Complaints Contact

  Whitechurch Securities Ltd

  14 Fairview Drive

  Bristol

  Bristol, City Of

  BS6 6PH

  UNITED KINGDOM

  Phone

  +4401174521223

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda Jane Tovey

  IRN AJT01232

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (8 Oct 2019 to 8 Dec 2019)
  • CF30 Customer (3 Sep 2012 to 8 Dec 2019)
• Andrew Ferguson

  IRN AXF00001

  • CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2003)
• Anne Jane Louise Bradbury

  IRN AJB00004

  • CF1 Director (1 Dec 2001 to 25 Sep 2002)
• Anthony John O'Malley

  IRN AJO00011

  • [FCA CF] Client dealing (15 Aug 2022 to 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (16 Mar 2020 to 1 Jul 2025)
• Barry James Kane

  IRN BXK08640

  • SMF16 Compliance Oversight (since 5 Aug 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Aug 2025)
• Barry John Summers

  IRN BXS02163

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Mar 2021)
  • CF30 Customer (4 Dec 2017 to 8 Dec 2019)
• Benedict Christian Willis

  IRN BCW01032

  • CF30 Customer (1 Nov 2007 to 20 Apr 2018)
  • CF27 Investment Management (28 Jul 2006 to 31 Oct 2007)
• Bruce Ernest Sawyer

  IRN BXS00070

  • [FCA CF] Manager of certification employee (1 Jun 2020 to 1 Mar 2023)
• Carlo Valuto

  IRN CXV01053

  • CF21 Investment Adviser (17 Dec 2002 to 18 Jun 2004)
  • CF22 Investment Adviser (Trainee) (6 Aug 2002 to 17 Dec 2002)
• Caroline Jayne Dixon

  IRN CXD00078

  • CF1 Director (1 Dec 2001 to 29 Dec 2006)

• Chelmsford Administration Limited

  FRN 591081 · Appointed 12 Nov 2012

• Whitechurch Asset Management Limited

  FRN 495793 · Appointed 30 Jan 2009

No changes recorded yet.