Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 9 Aug 2016)
- CF30 Customer (since 9 Aug 2016)
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Acumen Investment Solutions Ltd
FRN 753315
- (1)Employed By (since 9 Aug 2016)
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- CF30 Customer (6 Nov 2007 to 2 Jul 2016)
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- CF30 Customer (1 Nov 2007 to 14 Nov 2007)
- CF21 Investment Adviser (2 Mar 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Jul 2003 to 2 Mar 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Acumen Investment Solutions Ltd
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controlled function added: (1)Employed By at Acumen Investment Solutions Ltd