Anthony John O'Malley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • Whitechurch Securities Limited (no longer approved here)

    FRN 114318

    • [FCA CF] Client dealing (15 Aug 2022 to 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (16 Mar 2020 to 1 Jul 2025)
  • PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 596398

    • CF30 Customer (22 Sep 2017 to 20 Jul 2018)
  • Azets Financial Planning Limited (no longer approved here)

    FRN 526955

    • Employed By (18 Nov 2014 to 31 Jul 2015)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • CF30 Customer (2 Jul 2012 to 31 Jul 2015)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (20 Sep 2011 to 14 May 2012)
  • Queensgate Independant Financial Advisors (no longer approved here)

    FRN 176975

    • (8)Employed By (14 May 2004 to 28 Jul 2004)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (29 Apr 2004 to 24 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.