Barry James Kane

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED

    FRN 144519

    • SMF16 Compliance Oversight (since 10 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Feb 2026)
    • SMF16 Compliance Oversight (24 Feb 2021 to 4 Oct 2023)
  • Whitechurch Securities Limited

    FRN 114318

    • SMF16 Compliance Oversight (since 5 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Aug 2025)
  • Ascot Lloyd Limited

    FRN 578614

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Aug 2025)
    • SMF16 Compliance Oversight (since 5 Aug 2025)
    • [FCA CF] Significant management (since 28 Apr 2025)
  • Ascot Lloyd Investment Management Limited

    FRN 650245

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Aug 2025)
    • SMF16 Compliance Oversight (since 5 Aug 2025)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • SMF4 Chief Risk (27 Sep 2023 to 26 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Mar 2025)
    • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • SMF4 Chief Risk (27 Sep 2023 to 26 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Mar 2025)
    • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • SMF16 Compliance Oversight (24 Feb 2021 to 21 Mar 2025)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2023)
    • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Feb 2020)
    • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Feb 2020)
    • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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