Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 14. Managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2022)
- CF30 Customer (30 Apr 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 20 Apr 2018)
- CF27 Investment Management (28 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.