Matthew Spence

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 Oct 2022)
    • CF1 Director (AR) (since 2 Sep 2022)
    • CF30 Customer (since 2 Sep 2022)
  • Spence Financial Ltd

    FRN 982111

    • (1)Employed By (since 2 Sep 2022)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • Future Asset Management LLP (no longer approved here)

    FRN 414752

    • CF30 Customer (30 Jul 2009 to 1 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.