Nigel John Ogden

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Nov 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 Oct 2019)
  • Secure For Life Wealth Management Limited

    FRN 912517

    • (3)Employed By (since 7 Oct 2019)
  • Secure for Life Ltd

    FRN 693798

    • (2)Employed By (since 17 Oct 2018)
  • Red Dot (Cymru) Ltd (no longer approved here)

    FRN 302540

    • CF30 Customer (17 Oct 2018 to 31 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (29 Nov 2016 to 1 Nov 2018)
  • Edward Mellor Limited (no longer approved here)

    FRN 495864

    • (7)Employed By (3 Feb 2009 to 6 Jun 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 6 Jun 2014)
    • CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Sep 2005 to 16 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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