Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2025)
  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • [FCA CF] Client dealing (1 Dec 2021 to 14 Feb 2025)
    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 14 Feb 2025)
  • Goodmans Financial Planning Ltd (no longer approved here)

    FRN 513667

    • CF30 Customer (1 Mar 2016 to 15 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.