WPS ADVISORY Ltd

• Principal Place of Business

  W P S Advisory Ltd

  Suite A, 5th Floor

  West One

  Forth Banks

  Newcastle Upon Tyne

  NE1 3PA

  UNITED KINGDOM

  Phone

  +441332220777

  Web

  https://www.wpsadvisory.com

• Complaints Contact

  W P S Advisory Ltd

  West One

  Forth Banks

  Newcastle Upon Tyne

  NE1 3PA

  UNITED KINGDOM

  Phone

  +441332220777

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Kyle McLachlan

  IRN AXM00354

  • [FCA CF] Client dealing (21 Mar 2025 to 25 Jul 2025)
  • [FCA CF] Functions requiring qualifications (21 Mar 2025 to 25 Jul 2025)
• Adam Rutter

  IRN AXR02642

  • [FCA CF] Functions requiring qualifications (28 Feb 2022 to 6 May 2022)
• Adrian Geoffrey Cavill

  IRN AXC01485

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jan 2021)
  • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
• Alexander Wrightson

  IRN AXW02242

  • CF1 Director (23 Feb 2016 to 29 Nov 2018)
• Alison Margaret Beardsell

  IRN AMB01281

  • [FCA CF] Functions requiring qualifications (13 Jun 2025 to 17 Oct 2025)
  • [FCA CF] Client dealing (26 Mar 2025 to 17 Oct 2025)
• Alpa Samji

  IRN AXS06513

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
  • CF30 Customer (27 Sep 2018 to 8 Dec 2019)
• Andrew Allan

  IRN AXA03102

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2022)
  • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
• Andrew Robert Bashford-Squires

  IRN ARB00083

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (18 Oct 2017 to 8 Dec 2019)
• Anthony Vasiliou

  IRN AXV01499

  • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 14 Feb 2025)
  • [FCA CF] Client dealing (1 Dec 2021 to 14 Feb 2025)
• Barrie Hope

  IRN BXH01585

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Aug 2023)
  • CF30 Customer (10 Nov 2017 to 8 Dec 2019)

No changes recorded yet.