Adam Rutter

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DRUMNOR INVESTMENTS LIMITED

    FRN 613500

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Jun 2022)
    • [FCA CF] Client dealing (since 17 Jun 2022)
  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • [FCA CF] Functions requiring qualifications (28 Feb 2022 to 6 May 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Aug 2021)
    • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (23 Mar 2018 to 15 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.