DRUMNOR INVESTMENTS LIMITED

• Principal Place of Business

  Drumnor Investments Ltd

  Whitehall House

  35 Yeaman Shore

  Dundee

  Dundee City

  DD1 4BU

  UNITED KINGDOM

  Phone

  +441382755800

  Web

  https://www.drumnor.co.uk

• Complaints Contact

  Drumnor Investments Ltd

  Whitehall House

  35 Yeaman Shore

  Dundee

  Dundee City

  DD1 4BU

  UNITED KINGDOM

  Phone

  +441382797600

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice, Re-mortgage advice, Lifetime mortgage advice, Buy-to-let mortgage advice and 2nd charge mortgage advice.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Rutter

  IRN AXR02642

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 17 Jun 2022)
  • [FCA CF] Client dealing (since 17 Jun 2022)
• Alasdair McLeod Kyle

  IRN AMK01089

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
  • CF30 Customer (22 Feb 2018 to 8 Dec 2019)
• Alison Karen Bayne

  IRN AKM01084

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
• Andrew Scott McLean

  IRN AXM03929

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • SMF3 Executive Director (since 7 Aug 2025)
  • [FCA CF] Manager of certification employee (since 10 Mar 2025)
  • [FCA CF] Client dealing (since 6 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 6 Jul 2021)
• Barry Robert Davidson

  IRN BRD00008

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Mar 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Mar 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2020)
  • CF30 Customer (22 Oct 2014 to 8 Dec 2019)
• Christopher Martin Forde

  IRN CMF01064

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 7 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2023)
  • [FCA CF] Client dealing (since 7 Feb 2023)
• Ciaran Paul Garvey

  IRN CPG01059

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (22 Oct 2014 to 8 Dec 2019)
• Clare Susan Laybourn

  IRN CSL01042

  • SMF9 Chair of the Governing Body (8 Jan 2025 to 30 May 2025)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 May 2025)
  • CF2 Non Executive Director (22 Oct 2014 to 8 Dec 2019)
• Colin Alexander Bell Crosby

  IRN CAC01115

  • CF2 Non Executive Director (24 Sep 2015 to 30 May 2018)
• Craig Orr Nicol

  IRN CON01000

  • CF2 Non Executive Director (22 Oct 2014 to 8 Nov 2018)

No changes recorded yet.