Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • SMF3 Executive Director (since 7 Aug 2025)
    • [FCA CF] Manager of certification employee (since 10 Mar 2025)
    • [FCA CF] Client dealing (since 6 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 6 Jul 2021)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 May 2021)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Rossie House Investment Management LLP (no longer approved here)

    FRN 793399

    • CF30 Customer (1 Jun 2018 to 31 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.