Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DRUMNOR INVESTMENTS LIMITED
FRN 613500
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- SMF3 Executive Director (since 7 Aug 2025)
- [FCA CF] Manager of certification employee (since 10 Mar 2025)
- [FCA CF] Client dealing (since 6 Jul 2021)
- [FCA CF] Functions requiring qualifications (since 6 Jul 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 May 2021)
- CF30 Customer (10 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (7 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (1 Jun 2018 to 31 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
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