Seven Investment Management LLP

• Principal Place of Business

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

  Web

  https://www.7im.co.uk

• Complaints Contact

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

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  • · Limited to Investment Companies with Variable Capital box management activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . 7IM Holdings Limited

  IRN XXS01210

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Mar 2013 to 8 Dec 2019)
• Abby Jean O'Brien

  IRN AJO01075

  • CF30 Customer (24 Nov 2015 to 8 Dec 2019)
• Adam Jamie Michael Long

  IRN AJL01323

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Nov 2021)
  • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
• Adam Suggett

  IRN AXS04078

  • [FCA CF] Material risk taker (22 Dec 2022 to 3 Apr 2024)
• Adil Ali

  IRN AXA01054

  • [FCA CF] Client dealing (since 2 May 2024)
• Adrian Thomas Grace

  IRN ATG01028

  • SMF9 Chair of the Governing Body (since 26 Nov 2020)
  • Director of firm who is not a certification employee or a SMF manager (since 21 Sep 2020)
• Agustin Fernandez Escrihuela

  IRN AXF01531

  • [FCA CF] Significant management (since 30 Jan 2024)
  • [FCA CF] Material risk taker (since 30 Jan 2024)
• Ahmer Saeed Tirmizi

  IRN AST01052

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jul 2024)
  • CF30 Customer (26 Jun 2013 to 8 Dec 2019)
• Alasdair Christopher Gillies

  IRN ACG01031

  • CF2 Non Executive Director (1 Mar 2013 to 15 May 2013)
• Alessandro Laurent

  IRN AXL01543

  • CF30 Customer (27 Nov 2013 to 8 Dec 2019)

• Amicus Wealth Ltd

  FRN 613676 · Appointed 27 Oct 2023

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