Adrian Thomas Grace

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Seven Investment Management LLP

    FRN 589124

    • SMF9 Chair of the Governing Body (since 26 Nov 2020)
    • Director of firm who is not a certification employee or a SMF manager (since 21 Sep 2020)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Jan 2020)
    • CF3 Chief Executive (26 Feb 2018 to 8 Dec 2019)
    • CF1 Director (9 Jan 2017 to 8 Dec 2019)
  • AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)

    FRN 543123

    • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Jan 2020)
    • CF28 Systems and controls (1 Oct 2012 to 29 Apr 2013)
    • CF3 Chief Executive (3 Oct 2011 to 8 Dec 2019)
    • CF1 Director (3 Oct 2011 to 8 Dec 2019)
  • Aegon Investments Limited (no longer approved here)

    FRN 788212

    • SMF1 Chief Executive (9 Dec 2019 to 8 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2020)
    • CF3 Chief Executive (1 Jul 2019 to 8 Dec 2019)
    • CF1 Director (7 Jun 2018 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • SMF1 Chief Executive (10 Dec 2018 to 8 Jan 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Jan 2020)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (1 Oct 2012 to 29 Apr 2013)
    • CF3 Chief Executive (15 Apr 2011 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (15 Apr 2011 to 6 Mar 2016)
    • Responsible for Insurance Mediation (15 Apr 2011 to 30 Sep 2018)
    • CF1 Director (25 Sep 2009 to 6 Mar 2016)
    • CF29 Significant management (13 Aug 2009 to 25 Sep 2009)
  • STONEBRIDGE INTERNATIONAL INSURANCE LTD. (no longer approved here)

    FRN 203188

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 8 Jan 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (3 Oct 2017 to 9 Dec 2018)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 1 May 2020)
    • CF2 Non Executive Director (23 Dec 2014 to 6 Mar 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF2 Non Executive Director (5 Nov 2013 to 7 Aug 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF2 Non Executive Director (5 Nov 2013 to 7 Aug 2014)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF2 Non Executive Director (5 Nov 2013 to 7 Aug 2014)
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Updates to this individual's record on the FCA register.

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