AEGON INVESTMENT SOLUTIONS LTD.

• Principal Place of Business

  Aegon

  1 - 3 Lochside Crescent

  Edinburgh Park

  Edinburgh

  EH12 9SE

  UNITED KINGDOM

  Phone

  +443456081680

  Web

  https://www.aegon.co.uk

• Complaints Contact

  Aegon

  1 - 3 Lochside Crescent

  Edinburgh Park

  Edinburgh

  EH12 9SE

  UNITED KINGDOM

  Phone

  +443456081680

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Paul Hayzer

  IRN AXH01044

  • [FCA CF] Significant management (5 Jan 2024 to 17 Jun 2024)
• Adrian Quigley

  IRN APQ01003

  • CF11 Money Laundering Reporting (3 Oct 2011 to 24 Oct 2013)
• Adrian Thomas Grace

  IRN ATG01028

  • SMF1 Chief Executive (9 Dec 2019 to 8 Jan 2020)
  • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2020)
  • CF28 Systems and controls (1 Oct 2012 to 29 Apr 2013)
  • CF3 Chief Executive (3 Oct 2011 to 8 Dec 2019)
  • CF1 Director (3 Oct 2011 to 8 Dec 2019)
• Alan David Wilson

  IRN AXW00452

  • [FCA CF] Significant management (since 19 Dec 2022)
• Alan Renwick McBride

  IRN ARM01290

  • [FCA CF] Significant management (since 19 Dec 2022)
• Alasdair Gillies

  IRN AXG00368

  • [FCA CF] Significant management (since 2 Sep 2022)
• Alexander Raymond Penny

  IRN AXP00773

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
• Aline Francesca Horvath-Franco

  IRN AXH01227

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2025)
• Alison Constance Melloy

  IRN AXM00614

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
• Alison Morris

  IRN AXM15115

  • [FCA CF] Manager of certification employee (since 4 Aug 2022)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF28 Systems and controls (16 Aug 2019 to 8 Dec 2019)

No changes recorded yet.