Date authorised
1 April 2013
Companies House
SC394519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680
  • Complaints Contact

    Aegon
    1 - 3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +443456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alister David Swan

    IRN AXS81671

    • [FCA CF] Manager of certification employee (since 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Oct 2023)
  • Allan Gordon Smith

    IRN AGS01152

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Jun 2023)
  • Amanda Deborah Tracey Angus

    IRN AXA00491

    • [FCA CF] Significant management (since 12 May 2025)
  • Amanda Helen Bowe

    IRN AHB01095

    • CF11 Money Laundering Reporting (31 Oct 2013 to 1 Jul 2015)
    • CF10 Compliance Oversight (3 Oct 2011 to 3 Sep 2015)
  • Amy Charlotte Fordham

    IRN AXF81672

    • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 12 Jul 2021)
  • Amy Cowe

    IRN AXC01220

    • [FCA CF] Significant management (since 1 Jan 2024)
  • Andrea Ashton

    IRN AXA02202

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 12 May 2025)
  • Andrew Allan Manson

    IRN AXM81674

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Andrew Dickson

    IRN AXD00094

    • [FCA CF] Significant management (since 18 Sep 2020)
  • Andrew Douglas McLeod

    IRN ADM01270

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF10a CASS Oversight function (20 Nov 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.