Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cofunds Limited
FRN 194734
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
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AEGON INVESTMENT SOLUTIONS LTD.
FRN 543123
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF10a CASS Oversight function (20 Nov 2014 to 8 Dec 2019)
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Aegon Investments Limited
FRN 788212
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
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Scottish Equitable Plc
FRN 165548
- [FCA CF] Significant management (since 10 Dec 2018)
- [FCA CF] Manager of certification employee (since 10 Dec 2018)
- [FCA CF] CASS oversight function (10 Dec 2018 to 11 Dec 2018)
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- SMF2 Chief Finance (10 Dec 2018 to 28 Feb 2021)
- SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (22 Dec 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.