Date authorised
7 June 2018
Companies House
10654248
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aegon
    1-3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +4403456081680
  • Complaints Contact

    Aegon
    1-3 Lochside Crescent
    Edinburgh Park
    Edinburgh
    EH12 9SE
    UNITED KINGDOM
    Phone
    +4403456081680

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Unit

  • Stockbroking

    For Professional, Retail (Investment), Unit

  • Investment Setup

    For Professional, Retail (Investment), Unit

  • Manages Your Portfolio

    For Professional, Retail (Investment), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Paul Hayzer

    IRN AXH01044

    • [FCA CF] Significant management (5 Jan 2024 to 17 Jun 2024)
  • Adrian Thomas Grace

    IRN ATG01028

    • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Jan 2020)
    • CF3 Chief Executive (1 Jul 2019 to 8 Dec 2019)
    • CF1 Director (7 Jun 2018 to 8 Dec 2019)
  • Alan David Wilson

    IRN AXW00452

    • [FCA CF] Significant management (since 19 Dec 2022)
  • Alan Renwick McBride

    IRN ARM01290

    • [FCA CF] Significant management (since 19 Dec 2022)
  • Alasdair Gillies

    IRN AXG00368

    • [FCA CF] Significant management (since 2 Sep 2022)
  • Alison Fisher

    IRN AXF81670

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2025)
  • Alison Morris

    IRN AXM15115

    • [FCA CF] Manager of certification employee (since 4 Aug 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (16 Aug 2019 to 8 Dec 2019)
  • Amanda Deborah Tracey Angus

    IRN AXA00491

    • [FCA CF] Significant management (since 12 May 2025)
  • Amy Cowe

    IRN AXC01220

    • [FCA CF] Significant management (since 1 Jan 2024)
  • Andrew Allan Manson

    IRN AXM81674

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.