Alison Morris

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Equitable Plc

    FRN 165548

    • SMF4 Chief Risk (since 18 Jan 2023)
    • SMF5 Head of Internal Audit (16 Aug 2019 to 18 Jan 2023)
  • Cofunds Limited

    FRN 194734

    • SMF4 Chief Risk (since 18 Jan 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 18 Jan 2023)
    • CF28 Systems and controls (16 Aug 2019 to 8 Dec 2019)
  • AEGON INVESTMENT SOLUTIONS LTD.

    FRN 543123

    • [FCA CF] Manager of certification employee (since 4 Aug 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (16 Aug 2019 to 8 Dec 2019)
  • Aegon Investments Limited

    FRN 788212

    • [FCA CF] Manager of certification employee (since 4 Aug 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (16 Aug 2019 to 8 Dec 2019)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF28 Systems and controls (16 Aug 2019 to 8 Dec 2019)
  • STONEBRIDGE INTERNATIONAL INSURANCE LTD. (no longer approved here)

    FRN 203188

    • SMF5 Head of Internal Audit (16 Aug 2019 to 28 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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