Adrian Quigley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc

    FRN 106054

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jul 2023)
    • [PRA CF] Managing a material risk taker (7 Dec 2021 to 6 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Dec 2021 to 6 Jul 2023)
    • [FCA CF] Material risk taker (2 Jul 2018 to 6 Jul 2023)
    • [FCA CF] Significant management (2 Jul 2018 to 6 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (2 Jul 2018 to 6 Jul 2023)
  • Santander ISA Managers Limited

    FRN 171448

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jul 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Dec 2022)
  • Cater Allen Limited

    FRN 178737

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jul 2023)
    • [FCA CF] Significant management (2 Jul 2018 to 1 Mar 2021)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (2 Jul 2018 to 19 Jun 2019)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF11 Money Laundering Reporting (8 May 2014 to 6 May 2016)
  • AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)

    FRN 543123

    • CF11 Money Laundering Reporting (3 Oct 2011 to 24 Oct 2013)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF11 Money Laundering Reporting (8 Apr 2011 to 24 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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