Santander Financial Services plc

• Principal Place of Business

  Santander Financial Services plc

  2-3 Triton Square

  London

  Camden

  NW1 3AN

  UNITED KINGDOM

  Phone

  +4408000842888

  Web

  https://www.santanderinternational.co.uk

• Complaints Contact

  13-15 Charing Cross

  St. Helier

  Jersey

  JE2 3RP

  CHANNEL ISLANDS

  Phone

  +4401624641888

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• ALEJANDRA ORDOVAS RAMIREZ

  IRN AXO01491

  • [FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2018)
  • CF30 Customer (23 Sep 2014 to 6 Mar 2016)
• ALEJANDRO FELIPE CIRUELOS ALONSO

  IRN AFC01056

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Feb 2019)
  • [FCA CF] Significant management (7 Mar 2016 to 17 Feb 2019)
  • [FCA CF] Client dealing (7 Mar 2016 to 17 Feb 2019)
  • CF30 Customer (12 Nov 2014 to 6 Mar 2016)
• ALEJANDRO MARTINEZ VAZQUEZ

  IRN AXM03586

  • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2018)
  • CF30 Customer (17 Sep 2013 to 6 Mar 2016)
• ALEXANDRA VICTORIA SANCHEZ THOMPSON

  IRN AVS01037

  • [FCA CF] Client dealing (7 Mar 2016 to 17 Feb 2019)
  • CF30 Customer (10 Sep 2015 to 6 Mar 2016)
• ALEXANDRE GORODETSKA

  IRN AXG02060

  • CF30 Customer (1 Mar 2011 to 1 Jul 2014)
• ALI NAUMAN

  IRN AXN01591

  • [FCA CF] Client dealing (7 Mar 2016 to 21 Dec 2018)
  • CF30 Customer (20 Aug 2014 to 6 Mar 2016)
• ALVARO MUNOZ DOMINGUEZ

  IRN AXM03216

  • [FCA CF] Client dealing (7 Mar 2016 to 25 Feb 2019)
  • CF30 Customer (23 Nov 2011 to 6 Mar 2016)
• ANDREW SEALEY

  IRN AXS03694

  • [FCA CF] Proprietary trader (1 Mar 2017 to 19 Dec 2018)
  • [FCA CF] Client dealing (1 Mar 2017 to 6 Jul 2021)
  • CF30 Customer (11 Nov 2014 to 6 Mar 2016)
• ARTHUR POLIMENO

  IRN AXP02715

  • [FCA CF] Client dealing (7 Mar 2016 to 10 Feb 2019)
  • CF30 Customer (10 Aug 2015 to 6 Mar 2016)
• Abdelkrim Hajjaji

  IRN AXH02540

  • SMF3 Executive Director (7 Mar 2016 to 2 Sep 2016)
  • CF1 Director (26 Nov 2015 to 6 Mar 2016)
  • CF29 Significant management (6 Feb 2015 to 26 Nov 2015)

No changes recorded yet.