Santander Financial Services plc

• Principal Place of Business

  Santander Financial Services plc

  2-3 Triton Square

  London

  Camden

  NW1 3AN

  UNITED KINGDOM

  Phone

  +4408000842888

  Web

  https://www.santanderinternational.co.uk

• Complaints Contact

  13-15 Charing Cross

  St. Helier

  Jersey

  JE2 3RP

  CHANNEL ISLANDS

  Phone

  +4401624641888

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Achim Heinz Arthur Gloger

  IRN AXG01249

  • CF30 Customer (1 Nov 2007 to 14 Jan 2009)
  • CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
• Adam Cox

  IRN AXC35654

  • [FCA CF] Client dealing (10 May 2018 to 28 Nov 2018)
• Adam Dent

  IRN AKD01034

  • CF30 Customer (26 Aug 2014 to 6 Mar 2016)
• Adam Everist

  IRN AJE01108

  • [FCA CF] Manager of certification employee (since 28 Sep 2022)
  • [FCA CF] Proprietary trader (9 Jan 2023 to 22 May 2025)
  • [FCA CF] Manager of certification employee (4 Feb 2019 to 1 Feb 2021)
  • [FCA CF] Client dealing (7 Mar 2016 to 22 May 2025)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
• Adam Graham Anthony

  IRN AGA01012

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
• Adam James Shepperson

  IRN AJS01302

  • [FCA CF] Significant management (7 Mar 2016 to 10 Feb 2019)
• Adam Pettifer

  IRN AJP01174

  • [FCA CF] Client dealing (24 Feb 2017 to 12 Feb 2019)
  • [FCA CF] Significant management (24 Feb 2017 to 12 Feb 2019)
  • [FCA CF] Manager of certification employee (24 Feb 2017 to 12 Feb 2019)
  • CF30 Customer (10 Dec 2015 to 6 Mar 2016)
• Adrian Mallinson

  IRN AXM01475

  • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
• Adrian Quigley

  IRN APQ01003

  • [FCA CF] Significant management (2 Jul 2018 to 19 Jun 2019)
• Adrian St John Garnon

  IRN ASG01032

  • CF30 Customer (9 Apr 2013 to 30 Sep 2014)

No changes recorded yet.