Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- [FCA CF] Proprietary trader (since 9 Jan 2023)
- [FCA CF] Manager of certification employee (since 4 Feb 2019)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Dec 2015 to 6 Mar 2016)
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Santander Financial Services plc
FRN 146003
- [FCA CF] Manager of certification employee (since 28 Sep 2022)
- [FCA CF] Proprietary trader (9 Jan 2023 to 22 May 2025)
- [FCA CF] Manager of certification employee (4 Feb 2019 to 1 Feb 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 22 May 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (4 Feb 2019 to 1 Feb 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Feb 2021)
- CF30 Customer (4 Feb 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.