Adam Pettifer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2021)
    • [FCA CF] Material risk taker (since 17 Dec 2021)
    • [FCA CF] Significant management (since 6 Dec 2021)
    • [FCA CF] Manager of certification employee (since 24 Feb 2017)
    • [FCA CF] Client dealing (since 24 Feb 2017)
    • [FCA CF] Significant management (24 Feb 2017 to 21 Jan 2020)
    • CF30 Customer (10 Dec 2015 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2018 to 6 Dec 2021)
    • [FCA CF] Client dealing (22 Feb 2018 to 6 Dec 2021)
    • [FCA CF] Manager of certification employee (22 Feb 2018 to 6 Dec 2021)
    • [FCA CF] Material risk taker (22 Feb 2018 to 6 Dec 2021)
    • [FCA CF] Significant management (22 Feb 2018 to 6 Dec 2021)
    • [PRA CF] Managing a material risk taker (22 Feb 2018 to 19 Jan 2021)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (24 Feb 2017 to 12 Feb 2019)
    • [FCA CF] Significant management (24 Feb 2017 to 12 Feb 2019)
    • [FCA CF] Manager of certification employee (24 Feb 2017 to 12 Feb 2019)
    • CF30 Customer (10 Dec 2015 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (10 Jan 2011 to 4 Aug 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 10 Jan 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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