Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 9 Nov 2023)
- [FCA CF] Client dealing (since 28 Nov 2018)
- CF30 Customer (1 Nov 2007 to 28 Jun 2010)
- CF21 Investment Adviser (15 Mar 2004 to 31 Oct 2007)
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- CF30 Customer (9 Apr 2013 to 30 Sep 2014)
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- CF30 Customer (9 Apr 2013 to 30 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.