Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
-
Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
-
Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
-
Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Abigail Elisabeth Parsons
IRN AEP00002
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
-
Adam David Charles Palmer
IRN ADP01077
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
-
Adam John Stenton
IRN AJS00215
- CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)
-
Adam Paul Smith
IRN APS01099
- CF22 Investment Adviser (Trainee) (4 Apr 2002 to 24 Jun 2002)
-
Adeel Qureshi
IRN AXQ01020
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
-
Adrian Dunbar
IRN AXD00062
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
-
Adrian John Cooper
IRN AJC00105
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
-
Adrian Michael Elliott
IRN AME00010
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
-
Adrian Quigley
IRN APQ01003
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jul 2023)
- [FCA CF] Significant management (9 Dec 2019 to 6 Dec 2022)
-
Adrienne Claire Addie
IRN ACA00017
- CF22 Investment Adviser (Trainee) (31 Jan 2002 to 31 Jan 2002)
- CF21 Investment Adviser (31 Jan 2002 to 30 Aug 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.