Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
    • [FCA CF] Client dealing (since 9 Jun 2025)
  • The Sustainable Pension Company Ltd (no longer approved here)

    FRN 505258

    • Employed By (23 Aug 2021 to 9 Feb 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (28 Dec 2011 to 2 Apr 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (19 Feb 2009 to 3 Feb 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (24 Jul 2002 to 4 Dec 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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