Date authorised
13 January 2016
Companies House
08168055
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Lower James Street
    London
    W1F 9EL
    UNITED KINGDOM
    Phone
    +4402074601030
  • Complaints Contact

    10 Lower James Street
    London
    Westminster
    W1F 9EL
    UNITED KINGDOM
    Phone
    +4402074601030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam David Charles Palmer

    IRN ADP01077

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
    • [FCA CF] Client dealing (since 9 Jun 2025)
  • Adam McWilliam Haldane Benskin

    IRN AMB00059

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2025)
  • Alexander James MacGillivray Langmuir

    IRN AXL56982

    • SMF3 Executive Director (since 3 Jun 2024)
  • Andrew Charles Hodson

    IRN ACH01062

    • SMF3 Executive Director (since 8 Apr 2025)
  • Charles William Francis Buckley

    IRN CWB01070

    • [FCA CF] Functions requiring qualifications (21 Sep 2024 to 31 Dec 2025)
    • [FCA CF] Client dealing (10 Sep 2024 to 31 Dec 2025)
  • Christopher Wheatley

    IRN CXW00004

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2025)
    • CF30 Customer (15 Jul 2024 to 3 Jul 2025)
  • Claire Elizabeth Taylor

    IRN CER00013

    • [FCA CF] Client dealing (8 Oct 2020 to 4 May 2021)
    • [FCA CF] Functions requiring qualifications (8 Oct 2020 to 4 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 4 May 2021)
    • CF11 Money Laundering Reporting (1 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (13 Jan 2016 to 8 Dec 2019)
    • CF1 Director (13 Jan 2016 to 8 Dec 2019)
  • David Michael Liggins

    IRN DML00015

    • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 19 May 2025)
    • [FCA CF] Client dealing (1 Sep 2021 to 19 May 2025)
  • Dylan Jos Berkman

    IRN DXB01093

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2025)
  • Emma Mary Rutter

    IRN EMR01026

    • [FCA CF] Functions requiring qualifications (11 Sep 2024 to 16 May 2025)
    • [FCA CF] Client dealing (11 Sep 2024 to 16 May 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.