Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (8 Oct 2020 to 4 May 2021)
- [FCA CF] Client dealing (8 Oct 2020 to 4 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 May 2021)
- SMF3 Executive Director (9 Dec 2019 to 4 May 2021)
- CF11 Money Laundering Reporting (1 Mar 2018 to 8 Dec 2019)
- CF30 Customer (13 Jan 2016 to 8 Dec 2019)
- CF1 Director (13 Jan 2016 to 8 Dec 2019)
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- CF30 Customer (19 Aug 2008 to 13 Jan 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.