Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hybrid Advice Central Limited (no longer approved here)

    FRN 711110

    • [FCA CF] Functions requiring qualifications (8 Oct 2020 to 4 May 2021)
    • [FCA CF] Client dealing (8 Oct 2020 to 4 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 4 May 2021)
    • CF11 Money Laundering Reporting (1 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (13 Jan 2016 to 8 Dec 2019)
    • CF1 Director (13 Jan 2016 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (19 Aug 2008 to 13 Jan 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.