Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2025)
    • CF30 Customer (15 Jul 2024 to 3 Jul 2025)
  • Wheatley IFA Limited (no longer approved here)

    FRN 912401

    • Employed By (28 Jan 2025 to 3 Jul 2025)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Aug 2024)
    • CF30 Customer (22 Aug 2019 to 22 Aug 2024)
    • CF1 Director (AR) (22 Aug 2019 to 22 Aug 2024)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (9 Nov 2018 to 8 Dec 2019)
  • Nexus IFA Limited (no longer approved here)

    FRN 550749

    • (7)Employed By (9 Nov 2018 to 3 Jul 2025)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF1 Director (AR) (8 May 2012 to 28 Sep 2018)
    • CF30 Customer (8 May 2012 to 12 Oct 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (28 Feb 2012 to 1 May 2012)
    • CF30 Customer (20 Feb 2012 to 1 May 2012)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • CF30 Customer (5 Dec 2011 to 21 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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