Emma Mary Rutter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hamish Leng & Company Limited

    FRN 461391

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2025)
    • [FCA CF] Client dealing (since 15 Sep 2025)
  • Hybrid Advice Central Limited (no longer approved here)

    FRN 711110

    • [FCA CF] Functions requiring qualifications (11 Sep 2024 to 16 May 2025)
    • [FCA CF] Client dealing (11 Sep 2024 to 16 May 2025)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (7 Apr 2005 to 9 Dec 2019)
    • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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