Adam Paul Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 22 Sep 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Sep 2021)
    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 24 Jun 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 24 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.