Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Aileen Beryl Graves
IRN ABG00004
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Alan Barclay Harvey
IRN AXH01454
- CF22 Investment Adviser (Trainee) (21 May 2002 to 30 Aug 2002)
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Alan Douglas Rhodes
IRN ADR01111
- CF30 Customer (24 Apr 2012 to 1 Mar 2013)
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Alan Duffy
IRN AXD00058
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Alan Howard Brener
IRN AHB01032
- CF10 Compliance Oversight (28 Dec 2005 to 3 Jul 2008)
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Alan Mathewson
IRN AXM00347
- CF3 Chief Executive (6 Feb 2015 to 2 Feb 2018)
- CF1 Director (6 Feb 2015 to 2 Feb 2018)
- CF2 Non Executive Director (26 Sep 2007 to 11 Sep 2012)
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Alan O'Brien
IRN AXO00031
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Oct 2002)
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Alan Robertson McLeod Pettie
IRN ARP00001
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Alan Stephen Antony Wyatt
IRN ASW01078
- CF8 Apportionment and Oversight (15 Sep 2003 to 6 Jun 2005)
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Alastair MacEwan Brodie
IRN AMB00089
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.