Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair McDougall

    IRN AXM00055

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Alastair Stewart Ferdinand

    IRN AXF00016

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Alexandra Ellen Clare Tate

    IRN AXT01253

    • CF22 Investment Adviser (Trainee) (8 Oct 2002 to 8 Oct 2002)
  • Alexandra Lockhart

    IRN AXL00019

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Alexandros Sammer Ammari

    IRN ASA00007

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Alexia Kilby

    IRN AXK03100

    • Director of firm who is not a certification employee or a SMF manager (21 Feb 2022 to 31 Oct 2024)
    • [FCA CF] Manager of certification employee (8 Dec 2020 to 31 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2024)
    • CF1 Director (4 Jun 2018 to 31 Oct 2019)
  • Ali Abdulrazak Ghandour

    IRN AAG01027

    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 30 Aug 2002)
  • Alicia Leigh Watson

    IRN ALW01052

    • CF21 Investment Adviser (20 Aug 2002 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (21 Jun 2002 to 20 Aug 2002)
  • Alison Bayliss

    IRN AXB00144

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Alison Eccles

    IRN AXE00014

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.