Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Hawkins

    IRN AXH00072

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Alison Louise Hannam

    IRN ALH00019

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Alison Louise Preece

    IRN ALB00029

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Alison Marshman

    IRN AXM00126

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Alison Rawling

    IRN AXR00020

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Alison Sarah Burns

    IRN ASB00013

    • CF2 Non Executive Director (1 Jul 2010 to 1 Dec 2011)
  • Alison Webdale

    IRN AXW82054

    • SMF16 Compliance Oversight (21 Apr 2023 to 1 Feb 2024)
  • Alistair Glen Robertson

    IRN AXR00189

    • CF21 Investment Adviser (17 Jan 2002 to 30 Aug 2002)
  • Alix Steele Donnelly

    IRN ASD01051

    • CF22 Investment Adviser (Trainee) (12 Sep 2002 to 12 Sep 2002)
  • Allan Mclachlan

    IRN AXM00494

    • [FCA CF] Manager of certification employee (since 20 Oct 2022)
    • [FCA CF] CASS oversight function (since 1 Feb 2021)
    • [FCA CF] Significant management (since 1 Feb 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.