Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 21 Apr 2023)
    • [PRA CF] Managing a material risk taker (15 Jul 2022 to 21 Apr 2023)
    • [FCA CF] Manager of certification employee (15 Jul 2022 to 21 Apr 2023)
    • [FCA CF] Material risk taker (8 Mar 2017 to 21 Apr 2023)
    • [FCA CF] Significant management (8 Mar 2017 to 21 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (8 Mar 2017 to 21 Apr 2023)
    • SMF16 Compliance Oversight (since 21 Apr 2023)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • SMF16 Compliance Oversight (21 Apr 2023 to 1 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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