Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- SMF16 Compliance Oversight (since 21 Apr 2023)
- [PRA CF] Managing a material risk taker (15 Jul 2022 to 21 Apr 2023)
- [FCA CF] Manager of certification employee (15 Jul 2022 to 21 Apr 2023)
- [FCA CF] Material risk taker (8 Mar 2017 to 21 Apr 2023)
- [FCA CF] Significant management (8 Mar 2017 to 21 Apr 2023)
- [PRA CF] Significant risk taker or Material risk taker (8 Mar 2017 to 21 Apr 2023)
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Cater Allen Limited
FRN 178737
- SMF16 Compliance Oversight (since 21 Apr 2023)
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- SMF16 Compliance Oversight (21 Apr 2023 to 1 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
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