Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 7 Nov 2023)
    • Responsible for Insurance Distribution (since 7 Nov 2023)
    • SMF1 Chief Executive (since 7 Nov 2023)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 31 Aug 2021)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Aug 2021)
    • SMF1 Chief Executive (3 Apr 2018 to 13 Jan 2022)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • SMF1 Chief Executive (7 Mar 2016 to 31 Mar 2018)
    • CF3 Chief Executive (6 Feb 2015 to 6 Mar 2016)
    • CF1 Director (1 May 2010 to 5 Nov 2012)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF1 Director (6 Feb 2015 to 2 Feb 2018)
    • CF3 Chief Executive (6 Feb 2015 to 2 Feb 2018)
    • CF2 Non Executive Director (26 Sep 2007 to 11 Sep 2012)
  • SANTANDER INSURANCE SERVICES UK LIMITED (no longer approved here)

    FRN 467168

    • Responsible for Insurance Mediation (18 Mar 2014 to 6 Feb 2015)
    • CF1 Director (31 Jan 2014 to 6 Feb 2015)
    • CF3 Chief Executive (31 Jan 2014 to 6 Feb 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF29 Significant management (1 Nov 2007 to 5 Nov 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF2 Non Executive Director (26 Sep 2007 to 11 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

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