Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Cordery

  IRN AXC01282

  • CF30 Customer (8 May 2013 to 31 Dec 2017)
• Adrian Robert Bradshaw

  IRN ARB01107

  • CF26 Customer Trading (1 Dec 2001 to 22 Feb 2004)
• Agnieszka Mazurek

  IRN ABM01082

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
• Alan David Wilde

  IRN ADW01057

  • CF16 Significant Mgt (Desgntd Investment Business) (12 Nov 2003 to 1 Mar 2004)
  • CF27 Investment Management (1 Dec 2001 to 25 May 2004)
  • CF1 Director (1 Dec 2001 to 15 Nov 2002)
• Alan Howard Brener

  IRN AHB01032

  • CF10 Compliance Oversight (19 Aug 2005 to 13 Sep 2005)
• Alan Mathewson

  IRN AXM00347

  • CF2 Non Executive Director (26 Sep 2007 to 11 Sep 2012)
• Alan Stephen Antony Wyatt

  IRN ASW01078

  • CF8 Apportionment and Oversight (15 Sep 2003 to 13 Feb 2004)
• Alastair John David MacNair

  IRN AJM01364

  • CF27 Investment Management (1 Dec 2001 to 22 Feb 2004)
• Alessandro Ceschia

  IRN AXC02730

  • CF2 Non Executive Director (2 Dec 2014 to 26 Jun 2015)
• Alexander Geoffrey Paton

  IRN AGP01028

  • CF1 Director (1 Dec 2001 to 15 Nov 2002)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 22 Feb 2004)
  • CF27 Investment Management (1 Dec 2001 to 22 Feb 2004)

No changes recorded yet.