Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 May 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (21 Jun 2004 to 31 Oct 2007)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF26 Customer Trading (1 Dec 2001 to 22 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.