Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (5 Jul 2011 to 1 Mar 2012)
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- CF10 Compliance Oversight (5 Jul 2011 to 1 Mar 2012)
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- CF10 Compliance Oversight (6 Apr 2007 to 23 Jan 2008)
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- CF10 Compliance Oversight (28 Dec 2005 to 3 Jul 2008)
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- CF10 Compliance Oversight (19 Aug 2005 to 13 Sep 2005)
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- CF10 Compliance Oversight (19 Aug 2005 to 13 Sep 2005)
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- CF10 Compliance Oversight (19 Aug 2005 to 13 Sep 2005)
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- CF10 Compliance Oversight (27 Feb 2003 to 29 Jul 2005)
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- CF10 Compliance Oversight (1 Dec 2001 to 29 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.