James Hay WRAP Managers Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

  Web

  https://www.jameshay.co.uk

• Complaints Contact

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Howard Brener

  IRN AHB01032

  • CF10 Compliance Oversight (19 Aug 2005 to 13 Sep 2005)
• Alan James McDonald

  IRN AXM05465

  • SMF2 Chief Finance (22 Apr 2025 to 15 Oct 2025)
  • [FCA CF] Significant management (3 Jan 2025 to 19 May 2025)
  • [FCA CF] Material risk taker (3 Jan 2025 to 19 May 2025)
• Alan John Russell

  IRN AJR01235

  • [FCA CF] Significant management (1 Jan 2022 to 1 Jan 2023)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Jan 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
  • CF29 Significant management (1 Nov 2007 to 18 Feb 2011)
  • CF26 Customer Trading (24 Sep 2003 to 15 Dec 2003)
  • CF20 Significant Mgt (Settlements) (24 Sep 2003 to 15 Dec 2003)
• Alan Mooney

  IRN AXM00491

  • [FCA CF] Significant management (4 Jul 2022 to 18 Nov 2022)
• Alan Stephen Antony Wyatt

  IRN ASW01078

  • CF8 Apportionment and Oversight (15 Oct 2003 to 13 Feb 2004)
• Alastair Conway

  IRN AXC00140

  • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 18 Sep 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 18 Sep 2020)
  • Responsible for Insurance Mediation (21 Sep 2018 to 30 Sep 2018)
  • CF3 Chief Executive (21 Mar 2013 to 8 Dec 2019)
  • CF1 Director (21 Mar 2013 to 8 Dec 2019)
• Alastair James Clarkson

  IRN AXC44358

  • SMF10 Chair of the Risk Committee (since 1 Aug 2025)
• Alex Kovach

  IRN AXK02801

  • SMF18 Other Overall Responsibility (23 Feb 2022 to 1 Jan 2024)
  • [FCA CF] Manager of certification employee (26 Mar 2021 to 23 Feb 2022)
  • [FCA CF] Significant management (1 Jun 2020 to 23 Feb 2022)
  • [FCA CF] Material risk taker (1 Jun 2020 to 23 Feb 2022)
• Alexander Filshie

  IRN AXF01555

  • SMF3 Executive Director (26 Feb 2024 to 20 Dec 2024)
  • SMF2 Chief Finance (26 Feb 2024 to 20 Dec 2024)
• Alice Dixie

  IRN AXD37916

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 23 Jan 2026)

No changes recorded yet.