Alan John Russell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • [FCA CF] Significant management (1 Jan 2022 to 1 Jan 2023)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • [FCA CF] Significant management (1 Jan 2022 to 1 Jan 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Jan 2023)
    • CF29 Significant management (1 Nov 2007 to 18 Feb 2011)
    • CF26 Customer Trading (24 Sep 2003 to 15 Dec 2003)
    • CF20 Significant Mgt (Settlements) (24 Sep 2003 to 15 Dec 2003)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • [FCA CF] Significant management (1 Jan 2022 to 1 Jan 2023)
    • CF29 Significant management (1 Nov 2007 to 18 Feb 2011)
    • CF20 Significant Mgt (Settlements) (6 Apr 2007 to 31 Oct 2007)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • [FCA CF] Significant management (1 Jan 2022 to 1 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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