Date authorised
1 April 2013
Companies House
04773695
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Gail Bragg

    IRN AGB01181

    • Director of firm who is not a certification employee or a SMF manager (since 8 Jul 2025)
  • Alison Paula Longbottom

    IRN AXL00130

    • SMF18 Other Overall Responsibility (since 23 Feb 2022)
    • [FCA CF] Material risk taker (8 Dec 2020 to 23 Feb 2022)
    • [FCA CF] Significant management (8 Dec 2020 to 23 Feb 2022)
  • Alvaro Morales De Cano

    IRN AXM02508

    • CF1 Director (23 Oct 2007 to 10 Mar 2010)
    • CF3 Chief Executive (23 Oct 2007 to 10 Mar 2010)
    • CF8 Apportionment and Oversight (23 Oct 2007 to 31 Oct 2007)
    • Responsible for Insurance Mediation (23 Oct 2007 to 10 Mar 2010)
  • Amanda Jane Hughes

    IRN AJH01386

    • CF11 Money Laundering Reporting (28 Oct 2003 to 30 Jun 2005)
  • Ambrose Somerville McGinn

    IRN ASM01089

    • CF16 Significant Mgt (Desgntd Investment Business) (7 Apr 2004 to 24 Mar 2005)
  • Ana Barrios

    IRN AXB02181

    • CF29 Significant management (1 Nov 2007 to 6 Nov 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2006 to 6 Nov 2008)
  • Andrew Charles Turner

    IRN ACT01048

    • CF10 Compliance Oversight (3 Nov 2003 to 30 Jun 2005)
  • Andrew Gordon

    IRN AXG01439

    • CF10 Compliance Oversight (13 Oct 2005 to 22 Feb 2006)
  • Andrew John Ring

    IRN AJR01434

    • SMF2 Chief Finance (since 15 Oct 2025)
  • Andrew Joseph SMITH

    IRN AJS01659

    • [FCA CF] Manager of certification employee (4 Jul 2022 to 22 Nov 2022)
    • [FCA CF] Material risk taker (1 Jan 2022 to 22 Nov 2022)
    • [FCA CF] Significant management (18 Oct 2021 to 18 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

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