Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Suffolk Life Pensions Limited
FRN 116298
- [FCA CF] Significant management (since 5 Aug 2024)
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Curtis Banks Limited
FRN 492502
- [FCA CF] Significant management (since 5 Aug 2024)
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TALBOT AND MUIR LIMITED
FRN 776228
- [FCA CF] Significant management (since 5 Aug 2024)
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Suffolk Life Annuities Limited
FRN 110468
- SMF18 Other Overall Responsibility (since 1 Jan 2024)
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The IPS Partnership Limited
FRN 115135
- SMF18 Other Overall Responsibility (since 23 Feb 2022)
- [FCA CF] Significant management (8 Dec 2020 to 23 Feb 2022)
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James Hay WRAP Managers Limited
FRN 225574
- SMF18 Other Overall Responsibility (since 23 Feb 2022)
- [FCA CF] Material risk taker (8 Dec 2020 to 23 Feb 2022)
- [FCA CF] Significant management (8 Dec 2020 to 23 Feb 2022)
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NUCLEUS FINANCIAL SERVICES LIMITED
FRN 456117
- SMF18 Other Overall Responsibility (since 23 Feb 2022)
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JAMES HAY ADMINISTRATION COMPANY LIMITED
FRN 460698
- SMF18 Other Overall Responsibility (since 23 Feb 2022)
- [FCA CF] Significant management (8 Dec 2020 to 23 Feb 2022)
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IPS Pensions Limited
FRN 461720
- SMF18 Other Overall Responsibility (since 23 Feb 2022)
- [FCA CF] Significant management (8 Dec 2020 to 23 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.