Curtis Banks Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403704147000

  Web

  https://www.curtisbanks.co.uk

• Complaints Contact

  153 Princes Street

  Ipswich

  Suffolk

  IP1 1QJ

  UNITED KINGDOM

  Phone

  +4403704147000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan James McDonald

  IRN AXM05465

  • [FCA CF] Manager of certification employee (21 Mar 2025 to 31 Oct 2025)
  • [FCA CF] Significant management (3 Jan 2025 to 31 Oct 2025)
• Alastair James Clarkson

  IRN AXC44358

  • SMF9 Chair of the Governing Body (1 Mar 2023 to 11 Dec 2025)
• Alexander Filshie

  IRN AXF01555

  • SMF3 Executive Director (30 May 2024 to 20 Dec 2024)
• Alice Dixie

  IRN AXD37916

  • [FCA CF] Significant management (6 Aug 2024 to 23 Jan 2026)
• Alison Gail Bragg

  IRN AGB01181

  • Director of firm who is not a certification employee or a SMF manager (since 8 Jul 2025)
• Alison Paula Longbottom

  IRN AXL00130

  • [FCA CF] Significant management (since 5 Aug 2024)
• Andrew John Ring

  IRN AJR01434

  • SMF3 Executive Director (since 24 Nov 2025)
• Andrew Weller

  IRN AXW54775

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2024)
• Angela Mary Cooper

  IRN AXC03541

  • [FCA CF] Significant management (since 1 Oct 2025)
• Angus Gunn

  IRN AXG01098

  • [FCA CF] Significant management (since 23 Sep 2025)

No changes recorded yet.