Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • SMF2 Chief Finance (22 Apr 2025 to 15 Oct 2025)
    • [FCA CF] Significant management (3 Jan 2025 to 19 May 2025)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • SMF2 Chief Finance (22 Apr 2025 to 15 Oct 2025)
    • [FCA CF] Material risk taker (3 Jan 2025 to 19 May 2025)
    • [FCA CF] Significant management (3 Jan 2025 to 19 May 2025)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • SMF2 Chief Finance (22 Apr 2025 to 15 Oct 2025)
    • [FCA CF] Material risk taker (3 Jan 2025 to 19 May 2025)
    • [FCA CF] Significant management (3 Jan 2025 to 19 May 2025)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • SMF2 Chief Finance (22 Apr 2025 to 15 Oct 2025)
    • [FCA CF] Significant management (3 Jan 2025 to 19 May 2025)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • SMF2 Chief Finance (22 Apr 2025 to 15 Oct 2025)
    • [FCA CF] Significant management (3 Jan 2025 to 19 May 2025)
  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • [FCA CF] Manager of certification employee (21 Mar 2025 to 4 Nov 2025)
    • [FCA CF] Significant management (3 Jan 2025 to 4 Nov 2025)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • [FCA CF] Manager of certification employee (21 Mar 2025 to 4 Nov 2025)
    • [FCA CF] Significant management (3 Jan 2025 to 4 Nov 2025)
  • Curtis Banks Limited (no longer approved here)

    FRN 492502

    • [FCA CF] Manager of certification employee (21 Mar 2025 to 31 Oct 2025)
    • [FCA CF] Significant management (3 Jan 2025 to 31 Oct 2025)
  • TALBOT AND MUIR LIMITED (no longer approved here)

    FRN 776228

    • [FCA CF] Manager of certification employee (21 Mar 2025 to 4 Nov 2025)
    • [FCA CF] Significant management (3 Jan 2025 to 4 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

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