Alexander Filshie

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IRN: AXF01555
Last updated: 1 week ago

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vida Bank Limited
FRN 738741
- Director of firm who is not a certification employee or a SMF manager (since 21 Nov 2025)
Suffolk Life Annuities Limited (no longer approved here)
FRN 110468
- SMF2 Chief Finance (14 Aug 2024 to 20 Dec 2024)
- SMF7 Group Entity Senior Manager (19 Mar 2024 to 20 Dec 2024)
Third Platform Services Limited (no longer approved here)
FRN 717915
- Director of firm who is not a certification employee or a SMF manager (1 Jul 2024 to 20 Dec 2024)
Suffolk Life Pensions Limited (no longer approved here)
FRN 116298
- SMF3 Executive Director (30 May 2024 to 20 Dec 2024)
Curtis Banks Limited (no longer approved here)
FRN 492502
- SMF3 Executive Director (30 May 2024 to 20 Dec 2024)
TALBOT AND MUIR LIMITED (no longer approved here)
FRN 776228
- SMF3 Executive Director (30 May 2024 to 20 Dec 2024)
The IPS Partnership Limited (no longer approved here)
FRN 115135
- SMF3 Executive Director (26 Feb 2024 to 20 Dec 2024)
- SMF2 Chief Finance (26 Feb 2024 to 20 Dec 2024)
James Hay WRAP Managers Limited (no longer approved here)
FRN 225574
- SMF3 Executive Director (26 Feb 2024 to 20 Dec 2024)
- SMF2 Chief Finance (26 Feb 2024 to 20 Dec 2024)
NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 456117
- SMF2 Chief Finance (26 Feb 2024 to 20 Dec 2024)
- SMF3 Executive Director (26 Feb 2024 to 20 Dec 2024)
JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)
FRN 460698
- SMF2 Chief Finance (26 Feb 2024 to 20 Dec 2024)
- SMF3 Executive Director (26 Feb 2024 to 20 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.