Third Platform Services Limited

• Principal Place of Business

  8th Floor

  Centennium House

  100 Lower Thames Street

  London

  EC3R 6DL

  UNITED KINGDOM

  Phone

  +442071352870

  Web

  https://www.thirdfin.com

• Complaints Contact

  8th Floor

  Centennium House

  100 Lower Thames Street

  London

  EC3R 6DL

  UNITED KINGDOM

  Phone

  +442071352870

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Filshie

  IRN AXF01555

  • Director of firm who is not a certification employee or a SMF manager (1 Jul 2024 to 20 Dec 2024)
• Alfred Michael Davidson

  IRN AMD01227

  • [FCA CF] Manager of certification employee (since 15 Jul 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 May 2019 to 8 Dec 2019)
• Cathryn Riley

  IRN CER01019

  • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)
• Christopher Martyn Williams

  IRN CMW00024

  • SMF1 Chief Executive (since 5 Dec 2024)
  • SMF3 Executive Director (since 5 Dec 2024)
• David Alasdair Lewis

  IRN DAL01162

  • SMF9 Chair of the Governing Body (4 Jul 2023 to 1 Jul 2024)
  • Director of firm who is not a certification employee or a SMF manager (26 Jul 2021 to 4 Jul 2023)
• Edward Barroll Brown

  IRN EXB01402

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Jul 2024)
  • CF2 Non Executive Director (18 May 2016 to 8 Dec 2019)
• Edward John Baker

  IRN EXB00193

  • [FCA CF] Client dealing (15 Jul 2020 to 24 Jan 2024)
• Greg Parish

  IRN GXP01356

  • [FCA CF] Client dealing (since 1 Feb 2022)
  • [FCA CF] Manager of certification employee (since 2 Mar 2020)
• Harry Smith

  IRN HXS00505

  • [FCA CF] Client dealing (since 11 Oct 2024)
• Humphrey James Willetts

  IRN HXW00295

  • SMF16 Compliance Oversight (since 23 Sep 2025)

No changes recorded yet.